FOLIOfn, Inc.

ACATS Brokerage Operations Specialist

1 month ago(12/19/2017 12:30 PM)
Job ID
# of Openings
Brokerage Operations




Folio Investing is seeking a Brokerage Operations Specialist to join the Account Transfer team within the Client Services Department.  The successful candidate will process brokerage account transfers into and out of the firm.



  • Process incoming and outgoing account transfers
  • Follow up on incoming transfers
  • Initiate reclaim requests
  • Resolve exceptions that may arise during a transfer
  • Provide updates to advisory firms or individual clients
  • Work closely with and collaborate with other teams in the Operations department



  • Bachelor’s degree or equivalent education and work experience
  • Previous experience working in the Account Transfer area of a financial services firm
  • Outstanding organizational skills and the ability to work under the pressure of deadlines in a fast-paced environment
  • Strong multi-tasking, time management and organizational skills
  • Knowledge of Microsoft Office (Word, Excel)
  • Team player with excellent communication skills
  • Ability to expand knowledge and willingness to grow
  • 3 years+ of Broker/Dealer or RIA Experience working with Account Transfers


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