FOLIOfn, Inc. provides investment technology and other services to the financial services industry and through its wholly-owned subsidiary, Folio Investments, Inc. The firm has more than 19 patents covering an array of financial services and products and has been, and continues to be, a pioneer in a number of areas in the investing and wealth management fields. The firm also has two wholly-owned subsidiary registered investment advisors through which it offers a variety of advisory services and technology to support the offerings of unaffiliated investment advisors.
Folio’s main office is in McLean, VA, but the role also could be performed out of Folio’s offices in Colorado Springs, CO.
The Investment Advisory Business Attorney (“IA Attorney”) will support the business operations and enhance the compliance program for the firm’s SEC-registered investment advisor entities that provide online advisory services to individual investors, other investment professionals and clients through advisor representatives. He or she also may be called upon to engage in legal or compliance matters that arise with respect to services provided to investment adviser clients of an affiliated registered broker-dealer. The IA Attorney will play a critical and highly involved role as a member of the firm’s legal and compliance team and will strengthen the firm’s investment advisory business legal and compliance effort to manage compliance risk effectively and within the company’s overall risk tolerance. This person also will interact frequently with Federal and state regulators, auditors, examiners and other external parties.