The Brokerage Operations Analyst is a member of the firm’s Risk/Control function supporting its self clearing broker dealer Folio Investments LLC. In this role, the Operations Analyst will assist in the preparation and execution of various daily, weekly, monthly, and quarterly internal risk/control functions. The Analyst will provide supporting documentation to the Regulatory Reporting and Accounting groups. The Analyst will participate in risk/control testing of the broker dealer’s operational activities along with the testing and certification of the firm’s written supervisory procedures (WSP’s). The Analyst will also play an active role in margin monitoring, transactional fraud management, vendor management, escheatment and certain reconciliation activities. The Analyst will draft and publish various Operational metric reports and the Daily Net Capital report. The Analyst will assist management with all responsibilities concerning Operations impact on the Reserve Formula and FOCUS reports.